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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Forsythe Suzanne V 5960 HEISLEY ROAD MENTOR, OH 44060 |
V. P. - Human Resources |
/s/ Dennis P. Patton, Authorized Representative under Power of Attorney | 05/22/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 305 shares were withheld from the 875 restricted shares that vested on May 20, 2014. These 305 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 875 shares were awarded to Ms. Forsythe on May 20, 2010. These vested shares were valued at the NYSE closing market price on May 20, 2014. |
(2) | 6,388 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 175 on June 2, 2014; 175 on June 1, 2015; 175 on August 11, 2014; 175 on August 11, 2015; 563 on May 30, 2014; 562 on June 1, 2015; 563 on May 31, 2016, 1,000 on June 2, 2014; 1,000 on June 1, 2015; 1,000 on May 31, 2016 and 1,000 on May 31, 2017. |
(3) | Represents 898.683 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 879 Common share equivalents as of May 20, 2014. |