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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnston A. Bruce JOHN HANCOCK TOWER 200 CLARENDON STREET, 56TH FLOOR BOSTON, MA 02116 |
X |
A. Bruce Johnston by Thomas P. Alber, Attorney-in-Fact | 12/03/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | TA IX L.P. distributed 1,889,017 shares to its partners of which TA Associates IX LLC received 495,311 shares. TA Associates IX LLC then distributed 19,930 shares to the reporting person in a pro rata distribution for no consideration in a transaction exempt under Rule 16a-9(a). |
(2) | TA/Atlantic and Pacific IV L.P. distributed 408,236 shares to its partners of which TA Associates AP IV L.P. received 83,991 shares. TA Associates AP IV L.P. then distributed 2,467 shares to the reporting person in a pro rata distribution for no consideration in a transaction exempt under Rule 16a-9(a). |
(3) | TA Subordinated Debt Fund L.P. distributed 135,264 shares to its partners of which TA Associates SDF LLC received 29,211 shares. TA Associates SDF LLC then distributed 1,155 shares to the reporting person in a pro rata distribution for no consideration in a transaction exempt under Rule 16a-9(a). |
(4) | The Reporting Person may have been deemed to have an indirect pecuniary interest as a partner of TA Investors II L.P. in shares of Common Stock held by TA Investors II L.P. The Reporting Person disclaimed beneficial ownership of all such securities, except to the extent of shares as to which he had a pecuniary interest. On 12/02/2010 TA Investors II L.P. distributed 9,553 shares to the reporting person in a pro rata distribution for no consideration in a transaction exempt under Rule 16a-9(a). |
(5) | Not Applicable |