1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units (Time-Based)
(1)
|
Â
(2)
|
Â
(2)
|
Series A Common Stock
|
1,540
(3)
|
$
0
(3)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
07/23/2018 |
Series B Common Stock
|
27,270
|
$
6.66
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
12/03/2018 |
Series B Common Stock
|
24,000
|
$
2.05
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects derivative securities (exercisable for or settled in the Issuer's common stock) issued in connection with the spin-off of the Issuer from Belo Corp. pursuant to the anti-dilution adjustment provisions of previously outstanding awards. |
(2) |
These time-based restricted stock units vest 100% in 2010 on the date of the A. H. Belo Corporation annual earnings release for the fiscal year ending December 31, 2009 and are settled within 10 business days thereafter. |
(3) |
Each restricted stock unit (both performance-related and time-based) represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. Restricted Stock Units are valued as of the date of vesting and are paid 60% in shares of Belo Corp. Series A Common Stock and 40% in cash. |
(4) |
These options are currently exercisable as to 10,908 shares and become exercisable as to 8,181 shares on 7/23/2010 and as to the remaining shares on 7/23/2011. |
(5) |
These options become exercisable as to 12,000 shares on 12/3/2010 and as to the remaining shares on 12/3/2011. |