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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Right to Buy) | $ 9.3 | 06/12/2007 | D | 6,000 | 04/29/2003 | 04/28/2013 | Common Stock | 6,000 | (1) | 0 | D | ||||
Options (Right to Buy) | $ 9.63 | 06/12/2007 | D | 10,000 | 05/02/2000 | 05/01/2010 | Common Stock | 10,000 | (2) | 0 | D | ||||
Options (Right to Buy) | $ 9.98 | 06/12/2007 | D | 6,000 | 12/31/2005 | 12/30/2015 | Common Stock | 6,000 | (3) | 0 | D | ||||
Options (Right to Buy) | $ 10.01 | 06/12/2007 | D | 6,000 | 04/26/2005 | 04/25/2015 | Common Stock | 6,000 | (4) | 0 | D | ||||
Options (Right to Buy) | $ 19 | 06/12/2007 | D | 6,000 | 05/07/2002 | 05/06/2012 | Common Stock | 6,000 | (5) | 0 | D | ||||
Options (Right to Buy) | $ 20.7 | 06/12/2007 | D | 4,500 | 04/27/2004 | 04/26/2014 | Common Stock | 4,500 | (6) | 0 | D | ||||
Options (Right to Buy) | $ 7.9 | 06/12/2007 | A | 7,205 | 05/14/2007 | 05/13/2011 | Common Stock | 7,205 | (1) | 7,205 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 8,246 | 05/14/2007 | 05/13/2011 | Common Stock | 8,246 | (2) | 8,246 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 8,069 | 05/14/2007 | 05/13/2011 | Common Stock | 8,069 | (3) | 8,069 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 7,803 | 05/14/2007 | 05/13/2011 | Common Stock | 7,803 | (4) | 7,803 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 3,745 | 05/14/2007 | 05/13/2011 | Common Stock | 3,745 | (5) | 3,745 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 3,568 | 05/14/2007 | 05/13/2011 | Common Stock | 3,568 | (6) | 3,568 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GILL R SCOTT 161 EAST CHICAGO AVENUE CHICAGO, IL 60611 |
X | X |
Andrea J. Luescher by Power of Attorney on file with the Commission | 06/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 29, 2003 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 7,205 shares having an exercise price equal to $7.90. |
(2) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 2, 2000 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 8,246 shares having an exercise price equal to $7.90. |
(3) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 8,069 shares having an exercise price equal to $7.90. |
(4) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 26, 2005 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 7,803 shares having an exercise price equal to $7.90. |
(5) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 7, 2002 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 3,745 shares having an exercise price equal to $7.90. |
(6) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 27, 2004 to the reporting person. In exchange for this option grant the reporting person receiveda replacement option (reported herein), on June 12, 2007 for 3,568 shares having an exercise price equal to $7.90. |
(7) | Gifts reported herein are limited partnership interests of GFP I, LP, a DE limited partnership. The reporting person, is a limited partner of GFP I, LP and the reporting person is a director, executive officer and 50% shareholder of Gill Family Capital Management, Inc. the general partner of GFP I, LP. |