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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 8 | 06/12/2007 | D | 2,293 | 07/02/2001 | 07/01/2011 | Common Stock | 2,293 | (1) | 0 | D | ||||
Option (Right to Buy) | $ 8.35 | 06/12/2007 | D | 3,194 | 10/01/2006 | 09/30/2016 | Common Stock | 3,194 | (2) | 0 | D | ||||
Option (Right to Buy) | $ 8.75 | 06/12/2007 | D | 1,749 | 10/02/2000 | 10/01/2010 | Common Stock | 1,749 | (3) | 0 | D | ||||
Option (Right to Buy) | $ 9.13 | 06/12/2007 | D | 10,000 | 06/24/1998 | 06/23/2008 | Common Stock | 10,000 | (4) | 0 | D | ||||
Option (Right to Buy) | $ 9.19 | 06/12/2007 | D | 1,897 | 06/28/1999 | 06/27/2009 | Common Stock | 1,897 | (5) | 0 | D | ||||
Option (Right to Buy) | $ 9.3 | 06/12/2007 | D | 6,000 | 04/29/2003 | 04/28/2013 | Common Stock | 6,000 | (6) | 0 | D | ||||
Option (Right to Buy) | $ 9.43 | 06/12/2007 | D | 3,151 | 04/01/2006 | 03/31/2016 | Common Stock | 3,151 | (7) | 0 | D | ||||
Option (Right to Buy) | $ 9.45 | 06/12/2007 | D | 3,559 | 07/01/2006 | 06/30/2016 | Common Stock | 3,559 | (8) | 0 | D | ||||
Option (Right to Buy) | $ 9.63 | 06/12/2007 | D | 1,275 | 09/27/1999 | 09/26/2009 | Common Stock | 1,275 | (9) | 0 | D | ||||
Option (Right to Buy) | $ 9.63 | 06/12/2007 | D | 10,000 | 05/02/2000 | 05/01/2010 | Common Stock | 10,000 | (10) | 0 | D | ||||
Option (Right to Buy) | $ 9.98 | 06/12/2007 | D | 3,009 | 12/31/2005 | 12/30/2015 | Common Stock | 3,009 | (11) | 0 | D | ||||
Option (Right to Buy) | $ 9.98 | 06/12/2007 | D | 6,000 | 12/31/2005 | 12/30/2015 | Common Stock | 6,000 | (12) | 0 | D | ||||
Option (Right to Buy) | $ 10 | 06/12/2007 | D | 1,441 | 10/01/2001 | 09/30/2011 | Common Stock | 1,441 | (13) | 0 | D | ||||
Option (Right to Buy) | $ 10 | 06/12/2007 | D | 1,530 | 03/27/2000 | 03/26/2010 | Common Stock | 1,530 | (14) | 0 | D | ||||
Option (Right to Buy) | $ 10.01 | 06/12/2007 | D | 6,000 | 04/26/2005 | 04/25/2015 | Common Stock | 6,000 | (15) | 0 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 2,597 | 05/14/2007 | 05/13/2011 | Common Stock | 2,597 | (1) | 2,597 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 4,703 | 05/14/2007 | 05/13/2011 | Common Stock | 4,703 | (2) | 4,703 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 1,691 | 05/14/2007 | 05/13/2011 | Common Stock | 1,691 | (3) | 1,691 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 4,831 | 05/14/2007 | 05/13/2011 | Common Stock | 4,831 | (4) | 4,831 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 1,358 | 05/14/2007 | 05/13/2011 | Common Stock | 1,358 | (5) | 1,358 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 7,205 | 05/14/2007 | 05/13/2011 | Common Stock | 7,205 | (6) | 7,205 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 4,375 | 05/14/2007 | 05/13/2011 | Common Stock | 4,375 | (7) | 4,375 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 4,980 | 05/14/2007 | 05/13/2011 | Common Stock | 4,980 | (8) | 4,980 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 920 | 05/14/2007 | 05/13/2011 | Common Stock | 920 | (9) | 920 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 8,246 | 05/14/2007 | 05/13/2011 | Common Stock | 8,246 | (10) | 8,246 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 4,046 | 05/14/2007 | 05/13/2011 | Common Stock | 4,046 | (11) | 4,046 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 8,069 | 05/14/2007 | 05/13/2011 | Common Stock | 8,069 | (12) | 8,069 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 1,425 | 05/14/2007 | 05/13/2011 | Common Stock | 1,425 | (13) | 1,425 | D | ||||
Option (Right to Buy) | $ 7.9 | 06/12/2007 | A | 1,187 | 05/14/2007 | 05/13/2011 | Common Stock | 1,187 | (14) | 1,187 | D | ||||
Option (Right to Buy | $ 7.9 | 06/12/2007 | A | 7,803 | 05/14/2007 | 05/13/2011 | Common Stock | 7,803 | (15) | 7,803 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SROKA ROBERT 54 DISBROW LANE NEW ROCHELLE, NY 10804 |
X |
Andrea J. Luescher by Power of Attorney filed with this submission | 06/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2001 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 2,597 shares having an exercise price equal to $7.90. |
(2) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,703 shares having an exercise price equal to $7.90. |
(3) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 2, 2000 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 1,691 shares having an exercise price equal to $7.90. |
(4) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 24, 1998 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,831 shares having an exercise price equal to $7.90. |
(5) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 28, 1999 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 1,358 shares having an exercise price equal to $7.90. |
(6) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 29, 2003 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 7,205 shares having an exercise price equal to $7.90. |
(7) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,375 shares having an exercise price equal to $7.90. |
(8) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2006 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,980 shares having an exercise price equal to $7.90. |
(9) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on September 27, 1999 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 920 shares having an exercise price equal to $7.90. |
(10) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 2, 2000 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 8,246 shares having an exercise price equal to $7.90. |
(11) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 4,046 shares having an exercise price equal to $7.90. |
(12) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on December 31, 2005 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 8,069 shares having an exercise price equal to $7.90. |
(13) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2001 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 1,425 shares having an exercise price equal to $7.90. |
(14) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on March 27, 2000 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 1,187 shares having an exercise price equal to $7.90. |
(15) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 26, 2005 to the reporting person. In exchange for this option grant the reporting person received a replacement option (reported herein), on June 12, 2007 for 7,803 shares having an exercise price equal to $7.90. |
Remarks: Report is 1 of 3 for this filing. |