1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (right to buy)
|
Â
(1)
|
02/14/2022 |
Common Stock
|
4,031
|
$
15.44
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(2)
|
02/19/2023 |
Common Stock
|
8,466
|
$
12.58
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(3)
|
02/18/2024 |
Common Stock
|
26,521
|
$
17.96
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(4)
|
02/18/2025 |
Common Stock
|
33,010
|
$
13.02
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(5)
|
02/09/2026 |
Common Stock
|
37,800
|
$
10.83
|
D
|
Â
|
Stock Options (right to buy)
|
Â
(6)
|
02/07/2027 |
Common Stock
|
22,800
|
$
18.85
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common Stock
|
7,125
|
$
(9)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
35,000
|
$
(9)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Subject to the officer's continued service with the company, the stock options granted on February 14, 2012 will vest in equal quarterly installments over the four year vesting period. |
(2) |
Subject to the officer's continued service with the company, the stock options granted on February 19, 2013 will vest in equal quarterly installments over the four year vesting period. |
(3) |
Subject to the officer's continued service with the company, the stock options granted on February 18, 2014 will vest in equal quarterly installments over the four year vesting period. |
(4) |
Subject to the officer's continued service with the company, the stock options granted on February 18, 2015 will vest in equal quarterly installments over the four year vesting period. |
(5) |
Subject to the officer's continued service with the company, the stock options will vest with respect to 25% of the shares on the first anniversary of February 9, 2016, and the remainder will vest in equal quarterly installments over the subsequent three years. |
(6) |
Subject to the officer's continued service with the company, the stock options will vest with respect to 25% of the shares on the first anniversary of February 7, 2017, and the remainder will vest in equal quarterly installments over the subsequent three years. |
(7) |
Subject to the officer's continued service with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of February 7, 2017, and the remainder will vest in equal quarterly installments over the subsequent three years. |
(8) |
Subject to the officer's continued service with the company, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of February 12, 2018, and the remaining 50% will vest on the second anniversary of the grant date. |
(9) |
Each Restricted Stock Unit represents a contingent right to receive one share of MNTA common stock. |