1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to purchase common stock
|
Â
(1)
|
04/15/2021 |
Common Stock
|
4,000
|
$
6.89
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(2)
|
04/01/2020 |
Common Stock
|
7,500
|
$
4.79
|
D
|
Â
|
Options to Purchase Common Stock
|
Â
(3)
|
04/02/2017 |
Common Stock
|
1,561
|
$
3.28
|
D
|
Â
|
Options to Purchase Common Stock
|
Â
(4)
|
03/15/2016 |
Common Stock
|
1,061
|
$
3.28
|
D
|
Â
|
Options to Purchase Common Stock
|
Â
(5)
|
03/19/2018 |
Common Stock
|
6,000
|
$
4.74
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
On April 15, 2011, the reporting person was awarded options to purchase common stock which are scheduled to cliff vest on April 15, 2014. |
(2) |
On April 1, 2010, the reporting person was awarded stock appreciation rights (SARs) which are scheduled to cliff vest on April 1, 2013. |
(3) |
On June 29, 2009, the reporting person was awarded options to purchase common stock which become exercisable on the following dates: 1,171 shares on June 29, 2011 and 390 shares on April 2, 2012. |
(4) |
On June 29, 2009, the reporting person was awarded options to purchase common stock which become exercisable on June 29, 2011. |
(5) |
On March 19, 2008, the reporting person was awarded options to purchase common stock which become exercisable in four annual installments on the following dates: 1,500 shares on March 19, 2009; 1,500 shares on March 19, 2010; 1,500 shares on March 19, 2011; and 1,500 shares on March 19, 2012. |