UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 06/23/2005 | 06/23/2013 | Common Stock | 3,750 | $ 13.73 | D | Â |
Employee Stock Option (right to buy) | Â (1) | 06/23/2013 | Common Stock | 7,500 | $ 13.73 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 12/03/2013 | Common Stock | 11,250 | $ 18.655 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 12/01/2014 | Common Stock | 10,000 | $ 28.14 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shamber Mark 260 LAKE ROAD P.O. BOX 999 DAYVILLE, CT 06241 |
 |  |  VP and Corporate Controller |  |
Mark E. Shamber | 08/09/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The employee stock option vests in two equal annual installments commencing on June 23, 2006. |
(2) | The employee stock option vests in three equal annual installments commencing on December 3, 2005. |
(3) | The employee stock options were granted under the Company's 1996 Stock Option Plan on December 1, 2004, and vest immediately. Shares of common stock obtained through the exercise of options under this grant become eligible to be sold in four equal annual installments, beginning on the first anniversary of the grant date. |