UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 11/16/2014 | Common Stock | 120,000 | $ 1.97 | D | Â |
Stock Option (right to buy) | Â (2) | 07/22/2015 | Common Stock | 150,000 | $ 3.16 | D | Â |
Stock Option (right to buy) | Â (3) | 01/30/2017 | Common Stock | 60,000 | $ 5.9 | D | Â |
Stock Option (right to buy) | Â (4) | 02/22/2018 | Common Stock | 50,000 | $ 3.45 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dicso James Joseph C/O LIVEPERSON, INC. 462 SEVENTH AVENUE THIRD FLOOR NEW YORK, NY 10018 |
 |  |  See Remarks |  |
/s/ Monica Greenberg as Attorney in Fact | 05/05/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant is comprised of an incentive stock option for 120,000 shares, of which 87,500 shares are currently exercisable and 32,500 shares become exercisable on November 16, 2008. |
(2) | This grant is comprised of (a) a non-qualified stock option for 104,462 shares, of which 52,231 shares are currently exercisable and 26,115 shares become exercisable on July 22, 2008 and 26,116 shares become exercisable on July 22, 2009, and (b) an incentive stock option for 45,538 shares, of which 22,769 shares are currently exercisable, 11,384 shares become exercisable on July 22, 2008 and 11,385 shares become exercisable on July 22, 2009. |
(3) | This grant is comprised of (a) a non-qualified stock option for 19,149 shares, of which 15,000 shares are currently exercisable and 4,149 shares become exercisable on January 30, 2009, and (b) an incentive stock option for 40,851 shares, of which no shares are currently exercisable, 10,851 shares become exercisable on January 30, 2009, and 15,000 shares become exercisable on each of January 30, 2010 and 2011. |
(4) | This grant is comprised of (a) a non-qualified stock option for 30,834 shares, of which no shares are currently exercisable, 12,500 shares become exercisable on February 22, 2009 and 9,167 shares become exercisable on each of February 22, 2010 and 2011, and (b) an incentive stock option for 19,166 shares, of which no shares are currently exercisable, 3,333 shares become exercisable on each of February 22, 2010 and 2011, and 12,500 shares become exercisable on February 22, 2012. |
 Remarks: Senior Vice President, Enterprise Sales and Services |