SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 10-KSB/A
(MARK ONE)
|X| ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004
OR
|_| TRANSITION REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES
EXCHANGE ACT OF 1934.
FOR THE TRANSITION PERIOD FROM TO
COMMISSION FILE NUMBER 000-09459
NEW CENTURY COMPANIES, INC.
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(NAME OF SMALL BUSINESS ISSUER IN ITS CHARTER)
DELAWARE 0610345787
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(STATE OR OTHER JURISDICTION OF INCORPORATION) (I.R.S. EMPLOYER
IDENTIFICATION NO.)
9835 SANTA FE SPRINGS RD.
SANTA FE SPRINGS, CA 90670
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
(562) 906-8455
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(ISSUER'S TELEPHONE NUMBER, INCLUDING AREA CODE)
SECURITIES REGISTERED UNDER SECTION 12(B) OF THE EXCHANGE ACT:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
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SECURITIES REGISTERED UNDER SECTION 12(G) OF THE EXCHANGE ACT:
COMMON STOCK, PAR VALUE $0.10
(TITLE OF CLASS)
(TITLE OF CLASS)
Check if there is no disclosure of delinquent filers in response to Item 405 of
Regulation S-B is not contained in this form, and no disclosure will be
contained to the best of Company's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-SKB. |X|
State issuer's revenue for its most recent fiscal year: $4,605,813.
The aggregate market value of the voting and non-voting common equity held by
non-affiliates on March 31, 2005 was approximately 5,208,987 based on the
average bid and ask price on March 31, 2005. As of March 31, 2005 there were
7,292,321 shares of common stock issued and outstanding.
ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PAST FIVE YEARS
Check whether the issuer has filed all documents and reports required to be
filed by Section 12, 13 or 15 (d) of the Exchange Act after the distribution of
securities under a plan confirmed by a court. Yes |X| No |_|
Transitional Small Business Disclosure Format (check one): Yes |_| No |X|
NEW CENTURY COMPANIES, INC.
FORM 10-KSB
INDEX
PAGE
PART I
Item 1. Description of Business 4
Item 2. Description of Property 7
Item 3. Legal Proceedings 7
Item 4. Submission of Matters of a Vote of Security Holders 7
PART II
Item 5. Market for Company's Common Equity and Related
Stockholder Matters 7
Item 6. Management's Discussion and Analysis or Plan of Operations 11
Item 7. Financial Statements 14
Item 8. Changes in and Disagreements with Accountants on Accounting
and Financial Disclosure 15
Item 8A. Controls and Procedures 15
Item 8B. Other Information
PART III
Item 9. Directors and Executive Officers, Promoters and Control
Persons; Compliance with Section 16(a) of the Exchange Act 16
Item 10. Executive Compensation 17
Item 11. Security Ownership of Certain Beneficial Owners and Management
and Related Stockholder Matters 19
Item 12. Certain Relationships and Related Transactions 19
Item 13. Exhibits 20
Item 14. Principal Accountant Fees and Services 20
Signatures 21
Financial Statements F-1
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the Company caused
this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
NEW CENTURY COMPANIES, INC.
Date: April 15, 2005 By: /s/ DAVID DUQUETTE
David Duquette
Chairman, President and Director
In accordance with the Exchange Act, this report has been signed below by the
following persons on behalf of the Company and in the capacities and on the
dates indicated.
Date: April 15, 2005 By: /s/ DAVID DUQUETTE
David Duquette
Chairman, President and Director
Date: April 15, 2005 By: /s/ JOSEF CZIKMANTORI
Josef Czikmantori
Secretary and Director