|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
STOCK OPTION (right to buy) | $ 14.18 | 08/14/2014 | M | 375 | (3) | 08/01/2015 | COMMON STOCK | 375 | $ 0 | 27 (4) | D | ||||
STOCK OPTION (right to buy) (2) | $ 13.88 (2) | 08/01/2014(2) | M(2) | 539 (2) | (2)(3) | 08/01/2015(2) | COMMON STOCK | 539 (2) | $ 0 | 539 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 14.5 (2) | 08/01/2014(2) | M(2) | 500 (2) | (2)(3) | 08/01/2015(2) | COMMON STOCK | 500 (2) | $ 0 | 501 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 11.19 (2) | 08/01/2014(2) | M(2) | 686 (2) | (2)(3) | 08/01/2015(2) | COMMON STOCK | 686 (2) | $ 0 | 685 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 12.21 (2) | 08/01/2014(2) | M(2) | 335 (2) | (2)(5) | 08/01/2016(2) | COMMON STOCK | 335 (2) | $ 0 | 335 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 18.58 (2) | 08/01/2014(2) | M(2) | 209 (2) | (2)(5) | 08/01/2016(2) | COMMON STOCK | 209 (2) | $ 0 | 208 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 16.49 (2) | 08/01/2014(2) | M(2) | 192 (2) | (2)(5) | 08/01/2016(2) | COMMON STOCK | 192 (2) | $ 0 | 191 (2) | D | ||||
STOCK OPTION (right to buy) (2) | $ 13.61 (2) | 08/01/2014(2) | M(2) | 217 (2) | (2)(5) | 08/01/2016(2) | COMMON STOCK | 217 (2) | $ 0 | 216 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weindel Michael R Jr 3200 INDUSTRIAL PARK ROAD VAN BUREN, AR 72956 |
Exec VP & COO-SCS & Intermodal |
/s/ Michael Weindel, by Clifton R. Beckham, Attorney-in-fact, pursuant to POA previously filed | 08/18/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount includes shares purchased by the reporting person from the Company's Employee Stock Purchase Plan that have not been previously reported. |
(2) | This option exercise was previously reported by the reporting person. The prior filing is being amended to update Table II, columns 6 and 9, to include the exercise date, expiration date, and remaining derivative securities available for the entire award versus the tranche that was exercised. All remaining information concerning the option exercise was correct. |
(3) | The option provided for vesting in three equal annual installments beginning on August 1, 2010. |
(4) | The reporting person previously exercised 402 shares subject to this option on August 1, 2014, which was reported to the SEC. Following such transaction, options covering an additional 402 shares remained outstanding under Table II, Column 9. Such option provided for vesting in three equal annual installments beginning August 1, 2010, and expiring August 1, 2015. |
(5) | The option provided for vesting in three equal annual installments beginning on August 1, 2011. |