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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 15.56 | 01/23/2015(4) | 01/23/2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Option (Right to Buy) | $ 17.87 | 01/21/2017(5) | 01/21/2021 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D | ||||||||
Stock Option (Right to Buy) | $ 16.82 (6) | 03/19/2016 | 03/19/2020 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KING KEVIN S 3490 PIEDMONT ROAD SUITE 1550 ATLANTA, GA 30305 |
X |
Brittany Caylor, Attorney in Fact for Kevin S. King | 10/10/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares awarded for service as a Director during the previous month. |
(2) | Purchased 29.4801 shares at various times and prices through the Fidelity Southern Corporation Dividend Reinvestment Plan in 2004 |
(3) | Purchased 29.5487 shares by spouse - IRA DRIP at various times and prices during 2004. |
(4) | Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017 |
(5) | Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019 |
(6) | Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18 |