Edgar Filing: JOHNSON CONTROLS INC

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Jackson William C

2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [JCI]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
VP & President, BE

(Last)

(First)

(Middle)

5757 N. GREEN BAY AVENUE, P.O. BOX 591

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2016

(Street)

MILWAUKEE, WI 53201

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/02/2016		M		847.693	A	$ 0	129,850.528	D
Common Stock	09/02/2016		D		847.693	D	$ 45.45	129,002.835	D
Common Stock	09/02/2016		F		2,912	D	$ 45.45	126,090.835	D
Common Stock	09/02/2016		M		16,812.18	A	$ 0	142,903.015	D
Common Stock	09/02/2016		D		16,812.18	D	$ 48.9	126,090.835	D
Common Stock	09/02/2016		D		126,090.835 ⁽¹⁾ ⁽²⁾	D	$ 0 ⁽³⁾	0	D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Phantom Stock Units - Restricted Stock Plan

$ 0 ⁽⁴⁾

09/02/2016

847.693

⁽⁵⁾

Common Stock

847.693

$ 0

30,137.007

Phantom Stock Units - Restricted Stock Plan

$ 0 ⁽⁴⁾

09/02/2016

16,812.18

⁽⁵⁾

Common Stock

16,812.18

$ 0

13,324.827

Employee Stock Option (Right to Buy)

$ 43.86

09/02/2016

49,961

10/07/2017⁽⁶⁾

10/07/2025

Common Stock

49,961

⁽⁷⁾

Employee Stock Option (Right to Buy)

$ 50.23

09/02/2016

41,441

11/18/2016⁽⁶⁾

11/18/2024

Common Stock

41,441

⁽⁷⁾

Employee Stock Option (Right to Buy)

$ 27.85

09/02/2016

53,800

10/05/2014

10/05/2022

Common Stock

53,800

⁽⁷⁾

Employee Stock Option (Right to Buy)

$ 28.54

09/02/2016

86,000

10/07/2013

10/07/2021

Common Stock

86,000

⁽⁷⁾

Employee Stock Option (Right to Buy)

$ 48.37

09/02/2016

40,952

11/19/2015

11/19/2023

Common Stock

40,952

⁽⁷⁾

Phantom Stock Units - Restricted Stock Plan

$ 0 ⁽⁴⁾

09/02/2016

13,324.827

⁽⁵⁾

Common Stock

13,324.827 ⁽⁸⁾

$ 0

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Jackson William C 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE, WI 53201			VP & President, BE

Signatures

Catherine M. Walker, attorney-in-fact for William C. Jackson		09/07/2016
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger").
(2)	Includes 2,082.363 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share.
(3)	Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
(4)	Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
(5)	The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
(6)	Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
(7)	The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.
(8)	Includes 1,187.671 units acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.

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