UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 01/25/2008(2) | 01/25/2017 | Common Stock | 16,600 | $ 57.77 | D | Â |
Employee Stock Option (Right to Buy) | 01/31/2009(3) | 01/31/2018 | Common Stock | 37,500 | $ 49.13 | D | Â |
Employee Stock Option (Right to Buy) | 01/29/2010(3) | 01/29/2019 | Common Stock | 8,379 | $ 16.71 | D | Â |
Employee Stock Option (Right to Buy) | 01/26/2011(3) | 01/26/2020 | Common Stock | 15,749 | $ 38.1 | D | Â |
Employee Stock Option (Right to Buy) | 01/27/2012(4) | 01/27/2021 | Common Stock | 13,472 | $ 44.54 | D | Â |
Employee Stock Option (Right to Buy) | 10/30/2013 | 10/30/2019 | Common Stock | 43,054 | $ 34.84 | D | Â |
Employee Stock Option (Right to Buy) | 01/24/2013(4) | 01/24/2022 | Common Stock | 12,188 | $ 49.23 | D | Â |
Phantom Stock Units | Â (5) | Â (5) | Common Stock | 635 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
O'Neill Michael John 200 VESEY STREET NEW YORK, NY 10285-5001 |
 |  |  EVP, Corp Affairs & Comm |  |
/s/ Michael G. Kuchs, attorney-in-fact | 10/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
(2) | 7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011. |
(3) | These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
(4) | These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." |
(5) | The units are to be settled following the reporting person's retirement or other termination of service. |
(6) | The phantom stock converts into common stock on a one-for-one basis. |
 Remarks: Exhibit List:  Exhibit 24 - Power of Attorney |