UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Iso (Right to Buy) | 04/03/2010 | 04/03/2013 | Common Stock | 1,391 | $ 71.88 | D | Â |
Nqso (Right to Buy) | 04/03/2007(2) | 04/03/2013 | Common Stock | 16,109 | $ 71.88 | D | Â |
Nqso (Right to Buy) | 02/08/2008(3) | 02/08/2014 | Common Stock | 14,400 | $ 69.78 | D | Â |
Nqso (Right to Buy) | 04/29/2012 | 04/29/2015 | Common Stock | 6,000 | $ 42.13 | D | Â |
Nqso (Right to Buy) | 04/28/2012(4) | 04/28/2016 | Common Stock | 16,000 | $ 50.44 | D | Â |
Nqso (Right to Buy) | 04/26/2012(5) | 04/26/2020 | Common Stock | 24,000 | $ 58.43 | D | Â |
Nqso (Right to Buy) | 04/25/2013(6) | 04/25/2021 | Common Stock | 21,000 | $ 54.69 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Harper Sean E ONE AMGEN CENTER DRIVE THOUSAND OAKS, CA 91320-1799 |
 |  |  EVP, Research & Development |  |
/s/ Sean E. Harper | 02/15/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,450 RSUs which fully vest on 4/29/2012; 2,250 RSUs which vest in two equal annual installments of 1,125 each commencing 4/28/2012; 3,450 RSUs which vest in three equal annual installments of 1,150 each commencing 4/26/2012; 25,000 RSUs which fully vest on 12/31/2014; and 6,000 RSUs which vest in two equal installments of 1,980 each on 4/25/2013 and 4/25/2014 and one installment of 2,040 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
(2) | These stock options were fully exercisable on April 3, 2010. |
(3) | These stock options were fully exercisable on February 8, 2011. |
(4) | These stock options are exercisable in two annual installments of 8,000 each commencing 4/28/2012. |
(5) | These stock options are exercisable in three annual installments of 8,000 each commencing 4/26/2012. |
(6) | These stock options are exercisable in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively. |