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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Option (Right to Buy) (2) | $ 32.25 | 05/25/2011 | M | 64,100 | (3) | 02/02/2013 | Common Stock | 64,100 | $ 0 | 0 | D | ||||
Non-qualified Stock Option (Right to Buy) (4) | $ 37.755 | 05/25/2011 | M | 54,100 | (5) | 02/01/2014 | Common Stock | 54,100 | $ 0 | 0 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 52.3 | 05/25/2011 | M | 29,050 | (6) | 02/15/2016 | Common Stock | 29,050 | $ 0 | 0 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 45.78 | 05/25/2011 | M | 28,050 | (7) | 10/01/2017 | Common Stock | 28,050 | $ 0 | 9,350 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 35.87 | 05/25/2011 | M | 181,455 | (8) | 02/12/2018 | Common Stock | 181,455 | $ 0 | 60,485 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 34.89 | 05/25/2011 | M | 141,245 | (9) | 02/16/2019 | Common Stock | 141,245 | $ 0 | 141,245 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 39.26 | 05/25/2011 | M | 73,100 | (10) | 02/22/2020 | Common Stock | 73,100 | $ 0 | 219,300 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEST DAVID J 100 CRYSTAL A DRIVE HERSHEY, PA 17033 |
X | Executive Vice President |
/s/ Bonnie S. Martin, Attorney-in-Fact for David J. West | 05/27/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total amount of securities reported as indirectly owned by the reporting person includes 8.478 shares acquired from February 1, 2011 through April 29, 2011, pursuant to the Company's 401(k) Plan ("Plan"). The information is based on a report dated May 2, 2011, provided by the Plan trustee. |
(2) | These options are from an option grant previously reported as 32,050 options at an exercise price of $64.50. The option grants were adjusted to reflect the two-for-one stock split on June 15, 2004. |
(3) | The options vested according to the following schedule: 25% vested on February 3, 2004; 25% vested on February 3, 2005; 25% vested on February 3, 2006 and 25% vested on February 3, 2007. |
(4) | These options are from an option grant previously reported as 27,050 options at an exercise price of $75.51. The option grants were adjusted to reflect the two-for-one stock split on June 15, 2004. |
(5) | The options vested according to the following schedule: 25% vested on February 2, 2005; 25% vested on February 2, 2006; 25% vested on February 2, 2007 and 25% vested on February 2, 2008. |
(6) | The options vested according to the following schedule: 25% vested on February 16, 2007; 25% vested on February 16, 2008; 25% vested on February 16, 2009 and 25% vested on February 16, 2010. |
(7) | The options vested according to the following schedule: 25% vested on October 2, 2008; 25% vested on October 2, 2009; and 25% vested on October 2, 2010. Options scheduled to vest on October 2, 2011 will be forfeited. |
(8) | The options vested according to the following schedule: 25% vested on February 13, 2009; 25% vested on February 13, 2010; and 25% vested on February 13, 2011. Options scheduled to vest on February 13, 2012 will be forfeited. |
(9) | The options vested according to the following schedule: 25% vested on February 17, 2010 and 25% vested on February 17, 2011. Options scheduled to vest on February 17, 2012 and February 17, 2013 will be forfeited. |
(10) | The options vested according to the following schedule: 25% vested on February 23, 2011. Options scheduled to vest on February 23, 2012; February 23, 2013 and February 23, 2014 will be forfeited. |