mainbody.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
Under
the Securities Exchange Act of 1934
The
Mexico Equity and Income Fund Inc.
(Name
of
Issuer)
Preferred
Stock, par value $.001 per share
(Title
of
Class of Securities)
592834204
(CUSIP
Number)
Richard
J. Shaker
D.
B. A.
Shaker Financial Services
1094
Magothy Circle
Annapolis,
Maryland 21409
September
28, 2007
(Date
of
Event Which Requires Filing of this Statement)
Check
the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
[
X
]
Rule 13d-1(b)
[
]
Rule 13d-1(c)
[
]
Rule 13d-1(d)
CUSIP
No.: 592834204
1.
Names of Reporting Entity: Shaker
Financial Services, LLC
I.R.S.
Identification Nos. of above persons (entities only).
IRS
TIN 84-1723449
2. Check
the Appropriate Box if a Member of a Group (See Instructions)
(a) (Not
Applicable)
(b) (Not
Applicable)
3. SEC
Use Only
4.
Citizenship or Place of Organization
Shaker
Financial Services, LLC is a Maryland limited liability corporation
|
Number
of shares
Beneficially
by Owned
by
Each Reporting
Person
with:
|
5. Sole
Voting Power:
6. Shared
Voting Power:
7. Sole
Dispositive Power:
8. Shared
Dispositive Power:
|
32,221
0
32,221
0
|
9.
Aggregate Amount Beneficially Owned by Each Reporting Person.
Accounts
managed by Shaker Financial Services, LLC, own 32,221
shares. No additional shares are beneficially owned by any
employees or, to the best of its knowledge, any clients of Shaker Financial
Services, LLC.
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(No)
11. Percent
of Class Represented by Amount in Row (9): 2.3%.
12. Type
of Reporting Entity (See Instructions)
Shaker
Financial Services, LLC is a registered investment adviser
(IA).
Item
1.
(a)
Name of Issuer:
The
Mexico Equity and Income Fund,
Inc.
(b)
Address of Issuer’s Principal Executive Office:
615
East Michigan Street, 2nd floor,
Milwaukee,
Wisconsin 53202
Item
2.
(a)
Name of Entity Filing:
Shaker
Financial Services, LLC
(b) Address
of Person Filing
1094
Magothy Circle
Annapolis,
MD 21401
Item
3. If
this state is filed pursuant to §§240.13d-1(b) or 24013d-2(b) or (c), check
whether the person filing is a:
(e)
[x] Shaker Financial Services, LLC is registered as
investment advisor under Section 203 of the Investment Advisers Act of
1940
Item
4. Ownership.
(a)
Amount Beneficially Owned: Accounts managed by Shaker Financial
Services, LLC are beneficial owners of 32,221 shares.
(b) Percent
of Class: 2.3%
(c)
Number of Shares to which such person has
(i)
sole power to vote or to direct the
vote:
32,221
(ii)
shared power to vote or to direct the
vote:
0
(iii)
sole power to dispose or to direct the disposition
of: 32,221
(iv)
shared power to dispose or to direct the disposition
of:
0
Item
5.
Ownership of Five Percent or Less of a
Class (Yes)
Item
6. Owners
of More than Five Percent on Behalf of Another Person. (Not
Applicable)
Item
7.
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on by the Parent Holding Company. (Not
Applicable)
Item
8.
Identification and Classification of Members of the
Group. (Not Applicable)
Item
9. Notice
of Dissolution of Group. (Not Applicable)
Item
10.
Certification.
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transactions having
such
purpose or effect.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
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Date:
October 1, 2007
|
By:
/s/ Richard J.
Shaker
|
| |
Richard
J. Shaker, Manager,
|
| |
Shaker
Financial Services, LLC
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