UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 7, 2011
MOSYS, INC.
(Exact name of registrant as specified in its charter)
000-32929
(Commission File Number)
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Delaware |
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77-0291941 |
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(State or other jurisdiction |
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(I.R.S. Employer Identification No.) |
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of incorporation) |
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3301 Olcott Street
Santa Clara, California 95054
(Address of principal executive offices, with zip code)
(408) 418-7500
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) At the annual meeting of stockholders of MoSys, Inc. (the “Company”) held on June 7, 2011, the Company’s stockholders voted on four proposals which are described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 20, 2011.
(b) Voting results were as follows:
· Proposal 1 — Election of directors to serve until the next annual meeting of stockholders.
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For |
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Withheld |
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Broker |
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Carl E. Berg |
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16,833,952 |
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5,138,124 |
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13,089,702 |
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Tommy Eng |
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17,249,697 |
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4,722,379 |
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13,089,702 |
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James D. Kupec |
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16,541,974 |
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5,430,102 |
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13,089,702 |
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Chi-Ping Hsu |
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17,249,697 |
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4,722,379 |
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13,089,702 |
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Leonard Perham |
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17,250,720 |
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4,721,356 |
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13,089,702 |
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All of the foregoing candidates were elected to serve as directors until the next annual meeting of stockholders.
· Proposal 2 — Ratification of the Audit Committee’s appointment of Burr Pilger Mayer, Inc. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2011.
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For |
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Against |
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Abstain |
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Broker |
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35,020,587 |
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25,912 |
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15,279 |
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0 |
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The foregoing proposal was approved.
· Proposal 3 — Advisory vote to approve executive compensation.
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For |
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Against |
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Abstain |
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Broker |
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21,665,645 |
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155,050 |
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151,381 |
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13,089,702 |
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The foregoing non-binding proposal was approved.
· Proposal 4 — Advisory vote on the frequency of future stockholder advisory votes on executive compensation.
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3 Years |
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2 Years |
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1 Year |
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Abstain |
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Broker |
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16,644,347 |
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317,404 |
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4,870,675 |
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139,650 |
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13,089,702 |
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After taking into consideration the foregoing voting results and the board of directors’ prior recommendation in favor of an advisory stockholder vote on the compensation of the Company’s named executive officers every three years, the board of directors intends to hold future advisory votes on the compensation of the Company’s named executive officers every three years.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MOSYS, INC. | |
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Date: June 9, 2011 |
By: |
/s/ James W. Sullivan |
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James W. Sullivan |
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Vice President of Finance and Chief Financial Officer |