[Annotated Form N-Q]
|
|
UNITED STATES |
|
|
|
|
|
|
|
||
|
|
|
|
|
|
FORM N-Q |
|
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
|
Investment Company Act file number |
811-21926 |
|
||||||
|
MORGAN STANLEY CHINA A SHARE FUND, INC. |
||||||||
|
(Exact name of registrant as specified in charter) CIK: 0001368493 |
||||||||
|
522 FIFTH AVENUE, NEW YORK, NY |
10036 |
|||||||
|
(Address of principal executive offices) |
(Zip code) |
|||||||
|
RONALD E. ROBISON |
||||||||
|
(Name and address of agent for service) |
||||||||
|
|
|
|
||||||
|
Registrant’s telephone number, including area code: |
1-800-231-2608 |
|
||||||
|
|
||||||||
|
Date of fiscal year end: |
12/31 |
|
||||||
|
|
||||||||
|
Date of reporting period: |
9/30/07 |
|
||||||
Item 1. Schedule of Investments.
The Fund’s schedule of investment as of the close of the reporting period prepared pursuant to Rule 12-12 Regulation S-X is as follows:
Morgan Stanley China A Share Fund, Inc.
Portfolio of Investments
Third Quarter Report
September 30, 2007 (unaudited)
|
|
|
|
|
Value |
|
|
|
|
Shares |
|
(000) |
|
|
COMMON STOCKS (99.1%) |
|
|
|
|
|
|
(Unless Otherwise Noted) |
|
|
|
|
|
|
Airlines (6.2%) |
|
|
|
|
|
|
Air China Ltd. |
|
20,631,947 |
|
64,842 |
|
|
Beverages (1.1%) |
|
|
|
|
|
|
Kweichow Moutai Co., Ltd. |
|
573,938 |
|
11,505 |
|
|
Commercial Banks (17.2%) |
|
|
|
|
|
|
Bank of China Ltd. |
|
29,732,000 |
|
23,489 |
|
|
China Merchants Bank Co., Ltd. |
|
13,190,296 |
|
67,251 |
|
|
Huaxia Bank Co., Ltd. |
|
14,344,819 |
|
37,820 |
|
|
Shanghai Pudong Development Bank |
|
7,180,287 |
|
50,221 |
|
|
|
|
|
|
178,781 |
|
|
Electrical Equipment (0.9%) |
|
|
|
|
|
|
Neo-Neon Holdings Ltd. |
|
(a)6,970,000 |
|
9,056 |
|
|
Machinery (13.4%) |
|
|
|
|
|
|
China International Containers Co., Ltd. |
|
5,123,918 |
|
11,007 |
|
|
China State Shipbuilding Co., Ltd. |
|
786,934 |
|
28,725 |
|
|
Guangxi Liugong Machinery |
|
6,075,000 |
|
31,969 |
|
|
Shanghai Zhenhua Port Machinery Co. |
|
6,667,600 |
|
26,631 |
|
|
Zhengzhou Yutong Bus Co. |
|
8,899,288 |
|
40,252 |
|
|
|
|
|
|
138,584 |
|
|
Marine (6.3%) |
|
|
|
|
|
|
China COSCO Holdings Co., Ltd. |
|
20,898,000 |
|
65,324 |
|
|
Metals & Mining (19.8%) |
|
|
|
|
|
|
Angang Steel Co., Ltd. |
|
5,274,392 |
|
25,296 |
|
|
Baoshan Iron & Steel Co., Ltd. |
|
8,467,400 |
|
20,520 |
|
|
Jiaozuo Wanfang Aluminum Manufacturing Co., Ltd. |
|
10,260,456 |
|
77,096 |
|
|
Maanshan Iron & Steel |
|
20,366,616 |
|
36,467 |
|
|
Wuhan Iron & Steel Co., Ltd. |
|
19,414,675 |
|
45,704 |
|
|
|
|
|
|
205,083 |
|
|
Oil, Gas & Consumable Fuels (17.6%) |
|
|
|
|
|
|
Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd., |
|
4,620,082 |
|
34,979 |
|
|
China Coal Energy Co. |
|
(a)12,464,000 |
|
37,037 |
|
|
China Shenhua Energy Co. |
|
1,633,000 |
|
9,810 |
|
|
Henan Shen Huo Coal Industry & Electricity Power Co., Ltd. |
|
4,734,912 |
|
41,514 |
|
|
Shanxi Xishan Coal And Electricity Power Co., Ltd. |
|
6,212,000 |
|
59,165 |
|
|
|
|
|
|
182,505 |
|
|
Real Estate (3.6%) |
|
|
|
|
|
|
China Merchants Property Development Co., Ltd. |
|
3,454,908 |
|
36,362 |
|
|
Sino-Ocean Land Holdings Ltd. |
|
(a)887,000 |
|
1,255 |
|
|
|
|
|
|
37,617 |
|
|
Road & Rail (4.3%) |
|
|
|
|
|
|
Daqin Railway Co., Ltd. |
|
13,042,000 |
|
44,255 |
|
|
Specialty Retail (2.0%) |
|
|
|
|
|
|
GOME Electrical Appliances Holdings Ltd. |
|
10,435,000 |
|
20,484 |
|
|
Transportation Infrastructure (6.7%) |
|
|
|
|
|
|
Guangzhou Baiyun International Airport Co., Ltd. |
|
8,393,618 |
|
21,258 |
|
|
Jiangxi Ganyue Expressway Co., Ltd. |
|
9,992,999 |
|
24,323 |
|
|
Shenzhen Chiwan Wharf Holdings Ltd. |
|
6,163,974 |
|
24,496 |
|
|
|
|
|
|
70,077 |
|
|
TOTAL COMMON STOCKS (Cost $351,978) |
|
|
|
1,028,113 |
|
||
|
|
|
Face |
|
|
|
||
|
|
|
Amount |
|
|
|
||
|
|
|
(000) |
|
|
|
||
|
CORPORATE BOND (0.0%) |
|
|
|
|
|
||
|
Oil, Gas & Consumable Fuels (0.0%) |
|
|
|
|
|
||
|
Anhui Hengyuan Coal Industry & Electricity Power Co., Ltd., |
|
|
|
|
|
||
|
1.50%, 9/24/12 |
|
$ |
(b)4,620 |
|
615 |
|
|
|
|
|
Shares |
|
|
|
||
|
SHORT-TERM INVESTMENT (0.5%) |
|
|
|
|
|
||
|
Investment Company (0.5%) |
|
|
|
|
|
||
|
Morgan Stanley Institutional Liquidity |
|
|
|
|
|
||
|
Money Market Portfolio |
|
|
|
|
|
||
|
— Institutional Class (Cost $4,948) |
|
(c)4,947,643 |
|
4,948 |
|
||
|
TOTAL INVESTMENTS + (99.6%) (Cost $356,926) |
|
|
|
1,033,676 |
|
||
|
OTHER ASSETS IN EXCESS OF LIABILITIES (0.4%) |
|
|
|
3,756 |
|
||
|
NET ASSETS (100%) |
|
|
|
$ |
1,037,432 |
|
|
|
(a) |
Non-income producing security. |
|
(b) |
Step Bond — Coupon rate increases in increments to maturity. Rate disclosed is as of September 30, 2007. Maturity date disclosed is the ultimate maturity date. |
|
(c) |
The Fund invests in the Institutional Class of the Morgan Stanley Institutional Liquidity Money Market Portfolio (the “Liquidity Fund”), an open-end management investment company managed by the Adviser. Investment Advisory fees paid by the Fund are reduced by an amount equal to its pro-rata share of the advisory and administration fees paid by the Liquidity Fund. For the nine months ended September 30, 2007, advisory fees paid were reduced by $2,000 relating to the Fund’s investment in the Liquidity Fund. For the same period, income distributions earned by the Fund are recorded as interest from affiliates and totaled $93,000. During the nine months ended September 30, 2007, cost of purchases and sales in the Liquidity Fund were $51,103,000 and $46,155,000, respectively. |
|
+ |
At September 30, 2007, the U.S. Federal income tax cost basis of investments was approximately $356,926,000 and, accordingly, net unrealized appreciation for U.S. Federal income tax purposes was $676,750,000 of which $677,890,000 related to appreciated securities and $1,140,000 related to depreciated securities. |
Item 2. Controls and Procedures.
(a) The Fund’s principal executive officer and principal financial officer have concluded that the Fund’s disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Fund in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms, based upon such officers’ evaluation of these controls and procedures as of a date within 90 days of the filing date of the report.
(b) There were no changes in the Fund’s internal control over financial reporting that occurred during the registrant’s fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Fund’s internal control over financial reporting.
Item 3. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
(Registrant) |
Morgan Stanley China A Share Fund, Inc. |
|
||
|
By: |
/s/ Ronald E. Robison |
|
||
|
Name: |
Ronald E. Robison |
|
||
|
Title: |
Principal Executive Officer |
|
||
|
Date: |
November 20, 2007 |
|
||
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
By: |
/s/ Ronald E. Robison |
|
||
|
Name: |
Ronald E. Robison |
|
||
|
Title: |
Principal Executive Officer |
|
||
|
Date: |
November 20, 2007 |
|
||
|
|
|
|
||
|
By: |
/s/ James Garrett |
|
||
|
Name: |
James Garrett |
|
||
|
Title: |
Principal Financial Officer |
|
||
|
Date: |
November 20, 2007 |
|
||