1 |
NAME OF REPORTING PERSON
Richard H. Witmer, Jr.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
190,444
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6 |
SHARED VOTING POWER
0
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7 |
SOLE DISPOSITIVE POWER
190,444
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8 |
SHARED DISPOSITIVE POWER
0
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,444
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4% (with rounding)
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12 |
TYPE OF REPORTING PERSON
IN
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ITEM 1(a). |
NAME OF ISSUER:
ISSUER DIRECT CORPORATION, a Delaware corporation (the "Issuer")
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ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
500 Perimeter Park Drive, Suite D, Morrisville NC 27560
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ITEM 2(a). |
NAME OF PERSON FILING:
This Statement on Schedule 13G (this "Statement") is filed by Richard H. Witmer, Jr.
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ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
16 Fort Hills Lane, Greenwich, CT 06831
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ITEM 2(c). |
CITIZENSHIP:
Mr. Witmer is a United States citizen.
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ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
Common Stock, par value $0.001 per share ("Common Stock")
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ITEM 2(e). |
CUSIP NUMBER:
46520M204
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a)
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b)
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c)
[ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d)
[ ] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e)
[ ] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f)
[ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g)
[ ] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h)
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i)
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j)
[ ] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
Not applicable
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ITEM 4. | OWNERSHIP | |
(a) Amount beneficially owned: | ||
Mr. Witmer is the owner of 190,444 shares of Common Stock. | ||
(b) Percent of class: | ||
6.4% (with rounding). The percentage is calculated based upon 2,954,092 shares of Common Stock issued and outstanding as of August 7, 2017, as reported in the Issuers Revised Definitive Proxy Statement on Schedule 14A (Amendment No. 1), filed with the Securities and Exchange Commission on August 22, 2017. | ||
(c) Number of shares as to which the person has: | ||
(i) sole power to vote or to direct the vote: | ||
190,444 shares of Common Stock. | ||
(ii) shared power to vote or to direct the vote: | ||
0 shares of Common Stock. | ||
(iii) sole power to dispose or direct the disposition of: | ||
190,444 shares of Common Stock. | ||
(iv) shared power to dispose or to direct the disposition of: | ||
0 shares of Common Stock. | ||
ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[ ].
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable.
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable.
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable.
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP:
Not applicable.
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ITEM 10. |
CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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October 11 2017 |
Richard H. Witmer, Jr.
By:
/s/ Richard H. Witmer, Jr.
Name:
Richard H. Witmer, Jr.
Title:
N/A
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