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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 1)
The Asia Pacifc Fund, Inc
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
044901106
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(CUSIP Number)
Clayton Gillece
c/o City of London Investment Management Company Limited
10 Eastcheap, London EC3M ILX, England
+44 207 711 0771
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
December 14, 2001
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box / /.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act.
(Continued on following pages)
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(Page 1 of 6 Pages)
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CUSIP NO. 04516T105 13D PAGE 2 of 6
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
City of London Investment Group PLC, a company incorporated
under the laws of England and Wales.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) |_|
(B) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(D) OR 2(E) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
England and Wales
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NUMBER OF 7 SOLE VOTING POWER
SHARES 1,175,391
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BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,175,391
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PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,175,391
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.5%
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14 TYPE OF REPORTING PERSON*
HC
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CUSIP NO. 04516T105 13D PAGE 3 of 6
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
City of London Investment Management Company Limited, a
company incorporated under the laws of England and Wales.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) |_|
(B) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(D) OR 2(E) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
England and Wales
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NUMBER OF 7 SOLE VOTING POWER
SHARES 1,175,391
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BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,175,391
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PERSON 10 SHARED DISPOSITIVE POWER
WITH 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,175,391
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.5%
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14 TYPE OF REPORTING PERSON*
IA
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CUSIP NO. 04516T105 13D PAGE 4 of 6
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This Amendment No. 1 to Schedule 13D (this "Amendment No. 1") should be read in
conjunction with the Schedule 13D filed with the Securities and Exchange
Commission on November 29, 2001 (the "Original Schedule 13D") by City of London
Investment Group PLC and City of London Investment Management Company Limited
relating to the shares of common stock, par value $.01 per share (the "Shares"),
of The Asia Pacific Fund, Inc., a Maryland corporation (the "Fund"). This
Amendment No. 1 amends and restates the Original Schedule 13D with respect to
Item 5. All other information in the Original Schedule 13D remains in effect.
All capitalized terms used herein and not otherwise defined shall have the
meanings ascribed thereto in the Original Schedule 13D.
This Amendment No. 1 is being filed solely to reflect the disposition by the
Reporting Persons of an aggregate of 377,304 Shares in connection with the
Fund's self tender offer (the "Tender Offer"), which was consummated on December
14, 2001.
ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER.
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(a) and (b). As of December 14, 2001, EWF, GEM, IEM, MPEM and GFM
owned directly 58,358, 348,020, 348,020, 348,018 and 72,975 Shares,
respectively, representing approximately 0.42%, 2.52%, 2.52%, 2.52%
and 0.53%, respectively, of the 13,792,096 Shares outstanding
immediately after giving effect to the Tender Offer. The number of
Shares indicated in the preceding sentence as being outstanding
immediately after giving effect to the Tender Offer is based upon
information contained in the Fund's press releases dated December 10,
2001 and December 14, 2001.
As of December 14, 2001, CLIG, through its control of CLIM, had sole
voting and dispositive power with respect to all 1,175,391 Shares
owned directly by the City of London Funds, representing approximately
8.5% of the 13,792,096 Shares outstanding immediately after giving
effect to the Tender Offer.
As of December 14, 2001, CLIM, in its capacity as investment adviser
to the City of London Funds, had sole voting and dispositive power
with respect to all 1,175,391 Shares owned directly by the City of
London Funds, representing approximately 8.5% of the 13,792,096 Shares
outstanding immediately after giving effect to the Tender Offer.
(c). Information with respect to all transactions in the Shares
beneficially owned by the Reporting Persons that were effected during
the past 60 days is set forth in Annex A to this Amendment No. 1.
(d). None
(e). Not Applicable
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CUSIP NO. 04516T105 13D PAGE 5 of 6
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: January 09, 2002
CITY OF LONDON INVESTMENT
GROUP PLC
/ s / Douglas F. Allison
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Name: Douglas F. Allison
Title: Finance Director
CITY OF LONDON INVESTMENT
MANAGEMENT COMPANY LIMITED
/ s / Clayton Gillece
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Name: Clayton Gillece
Title: Fund Manager
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CUSIP NO. 04516T105 13D PAGE 6 of 6
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ANNEX A
INFORMATION WITH RESPECT TO TRANSACTIONS
IN THE FUND'S COMMON STOCK
DURING THE PAST SIXTY DAYS
Number of Shares City of London
of Common Stock Fund which Price Per Share
Date Purchased/(Sold)(1) Purchased/(Sold)(1) (US$)
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December 14, 2001 (18,732) EWF 9.56
December 14, 2001 (111,716) GEM 9.56
December 14, 2001 (111,716) IEM 9.56
December 14, 2001 (111,715) MPEM 9.56
December 14, 2001 (23,425) GFM 9.56
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(1) All sales were made to the Fund in connection with the Tender Offer.