cvd8k5312011.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
 
FORM 8-K
 
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
May 27, 2011
Date of report (Date of earliest event reported)
 
CVD EQUIPMENT CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
 
New York
(State or Other Jurisdiction of Incorporation or Organization)

 
1-16525
  
11-2621692
  
 
(Commission File Number)
  
(IRS Employer Identification No.)
  

1860 Smithtown Ave., Ronkonkoma, New York 11779
(Address of Principal Executive Offices, Including Zip Code)
 

(631) 981-7081
(Registrant’s Telephone Number, Including Area Code)
 
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 
 

Item 8.01                      Other Events.

 
On May 27, 2011, CVD Equipment Corporation (the “Company”) issued a press release announcing the closing of its previously announced public offering of 841,695 shares of the Company’s common stock, par value $0.01 (“Common Stock”).  Prior to the closing of the offering, ThinkEquity LLC (the “Underwriter”) exercised in full its over-allotment option to purchase an additional 126,255 shares of the Common Stock.  The exercise of this option increased the size of the offering to an aggregate of 967,950 shares of the Common Stock.  The Company received net proceeds, prior to offering expenses, of approximately $9.6 million from the offering. 
  
 
A copy of the press release dated May 27, 2011 is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01                      Financial Statements and Exhibits.

 
(c)
Exhibits


Exhibits

99.1
Press Release issued by CVD Equipment Corporation, dated May 27, 2011.
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
CVD EQUIPMENT CORPORATION
     
Date: May 31, 2011
  
/s/ Leonard A. Rosenbaum                                  
   
Name: Leonard A. Rosenbaum
   
Title:   Chairman, President,
   
Chief Executive Officer and
Director (Principal Executive
Officer)